Insider Buy/Sell Details for the Asset Management Industry — May 2026
Ratio1.4:1
Daily Buy & Sell Volume
Transactions (235)
Vinci Compass Investments Ltd. (VINP)
Ribeiro Sergio Passos — Chief Financial Officer
Shares
5,507
Price
$9.98
Total Value
$54.96K
Shares Held After
266,652
% of Holdings
2.0%
COHEN & STEERS, INC. (CNS)
Cheigh Jon — President and CIO
Shares
10,500
Price
$71.75
Total Value
$753.38K
Shares Held After
66,670
% of Holdings
13.6%
FEDERATED HERMES, INC. (FHI)
Germain Peter J — EVP, CLO & Sec.
Shares
409
Price
$55.31
Total Value
$22.62K
Shares Held After
212,059
% of Holdings
0.2%
FEDERATED HERMES, INC. (FHI)
Uhlman Paul A — Vice President
Shares
1,021
Price
$55.30
Total Value
$56.47K
Shares Held After
302,966
% of Holdings
0.3%
NewtekOne, Inc. (NEWT)
Downs Peter Mathison — Director
Shares
737
Price
$13.56
Total Value
$9.99K
Shares Held After
87,539
% of Holdings
0.8%
Vinci Compass Investments Ltd. (VINP)
Ribeiro Sergio Passos — Chief Financial Officer
Shares
2,074
Price
$10.06
Total Value
$20.86K
Shares Held After
272,159
% of Holdings
0.8%
Vinci Compass Investments Ltd. (VINP)
Lovisotto Fernando — Head of Global IP&S
Shares
5,767
Price
$10.06
Total Value
$58.02K
Shares Held After
1,022,577
% of Holdings
0.6%
EAGLE CAPITAL GROWTH FUND, INC. (GRF)
Sims David C — Director
Shares
10,000
Price
$10.00
Total Value
$99.98K
Shares Held After
220,032
% of Holdings
4.5%
Blue Owl Technology Finance Corp. (OTF)
Temple Chris — Director
Shares
7,000
Price
$10.71
Total Value
$74.97K
Shares Held After
12,000
% of Holdings
58.3%
PROSPECT CAPITAL CORP (PSEC)
Barry John F — Director
Shares
32,000
Price
$2.29
Total Value
$73.34K
Shares Held After
86,689,351
% of Holdings
0.0%
PROSPECT CAPITAL CORP (PSEC)
Barry John F — Director
Shares
100,000
Price
$2.32
Total Value
$231.82K
Shares Held After
86,657,351
% of Holdings
0.1%
PROSPECT CAPITAL CORP (PSEC)
Barry John F — Director
Shares
100,000
Price
$2.33
Total Value
$233.37K
Shares Held After
86,557,351
% of Holdings
0.1%
WhiteHorse Finance, Inc. (WHF)
Aronson Stuart D — Director
Shares
5,000
Price
$6.40
Total Value
$32.00K
Shares Held After
105,000
% of Holdings
4.8%
WhiteHorse Finance, Inc. (WHF)
Aronson Stuart D — Director
Shares
7,000
Price
$6.38
Total Value
$44.66K
Shares Held After
112,000
% of Holdings
6.2%
BlackRock ESG Capital Allocation Term Trust (ECAT)
Saba Capital Management, L.P. — 10% Owner
Shares
46,754
Price
$15.41
Total Value
$720.48K
Shares Held After
19,608,789
% of Holdings
0.2%
WhiteHorse Finance, Inc. (WHF)
Thomas Joyson — Chief Financial Officer
Shares
3,000
Price
$6.62
Total Value
$19.86K
Shares Held After
25,001
% of Holdings
12.0%
WhiteHorse Finance, Inc. (WHF)
Aronson Stuart D — Director
Shares
20,000
Price
$6.67
Total Value
$133.40K
Shares Held After
100,000
% of Holdings
20.0%
PROSPECT CAPITAL CORP (PSEC)
Barry John F — Director
Shares
100,000
Price
$2.24
Total Value
$224.13K
Shares Held After
86,457,351
% of Holdings
0.1%
PROSPECT CAPITAL CORP (PSEC)
Barry John F — Director
Shares
100,000
Price
$2.28
Total Value
$227.66K
Shares Held After
86,357,351
% of Holdings
0.1%
Brookfield Oaktree Holdings, LLC (OAK-PA)
GILBERT STEVEN J — Director
Shares
1,354
Price
$20.77
Total Value
$28.12K
Shares Held After
20,565
% of Holdings
6.6%
MEXICO FUND INC (MXF)
Saba Capital Management, L.P. — 10% Owner
Shares
7,166
Price
$21.67
Total Value
$155.29K
Shares Held After
2,006,913
% of Holdings
0.4%
NEW GERMANY FUND INC (GF)
Saba Capital Management, L.P. — 10% Owner
Shares
3,900
Price
$11.83
Total Value
$46.14K
Shares Held After
3,130,789
% of Holdings
0.1%
BlackRock ESG Capital Allocation Term Trust (ECAT)
Saba Capital Management, L.P. — 10% Owner
Shares
53,479
Price
$15.23
Total Value
$814.49K
Shares Held After
19,655,543
% of Holdings
0.3%
Patria Investments Ltd (PAX)
Neto Olimpio Matarazzo — Director
Shares
15,000
Price
$11.14
Total Value
$167.10K
Shares Held After
45,000
% of Holdings
33.3%
Vinci Compass Investments Ltd. (VINP)
Lovisotto Fernando — Head of Global IP&S
Shares
3,429
Price
$10.27
Total Value
$35.22K
Shares Held After
1,028,344
% of Holdings
0.3%
Vinci Compass Investments Ltd. (VINP)
Ribeiro Sergio Passos — Chief Financial Officer
Shares
1,234
Price
$10.27
Total Value
$12.67K
Shares Held After
274,233
% of Holdings
0.4%
Crescent Capital BDC, Inc. (CCAP)
Chung Henry — Director
Shares
4,500
Price
$11.45
Total Value
$51.52K
Shares Held After
20,722
% of Holdings
21.7%
Streamex Corp. (STEX)
Marciano Anthony Mark — Director
Shares
17,745
Price
$1.13
Total Value
$20.05K
Shares Held After
117,745
% of Holdings
15.1%
SRH Total Return Fund, Inc. (STEW)
Hemmer Jacob E — Director
Shares
5,000
Price
$17.53
Total Value
$87.65K
Shares Held After
10,000
% of Holdings
50.0%
Streamex Corp. (STEX)
Lekstrom Morgan Lee — Director
Shares
52,000
Price
$1.06
Total Value
$55.12K
Shares Held After
269,500
% of Holdings
19.3%
Streamex Corp. (STEX)
Lekstrom Morgan Lee — Director
Shares
53,952
Price
$1.04
Total Value
$56.11K
Shares Held After
217,500
% of Holdings
24.8%
Streamex Corp. (STEX)
Lekstrom Morgan Lee — Director
Shares
41,048
Price
$1.02
Total Value
$41.87K
Shares Held After
163,548
% of Holdings
25.1%
NEXPOINT DIVERSIFIED REAL ESTATE TRUST (NXDT)
NORRIS DUSTIN DAVID — Executive Vice President
Shares
53,663
Price
$4.90
Total Value
$262.95K
Shares Held After
864,586
% of Holdings
6.2%
Patria Investments Ltd (PAX)
Neto Olimpio Matarazzo — Director
Shares
15,000
Price
$10.99
Total Value
$164.85K
Shares Held After
30,000
% of Holdings
50.0%
Vinci Compass Investments Ltd. (VINP)
Lovisotto Fernando — Head of Global IP&S
Shares
4,692
Price
$10.28
Total Value
$48.23K
Shares Held After
1,031,773
% of Holdings
0.5%
Vinci Compass Investments Ltd. (VINP)
Ribeiro Sergio Passos — Chief Financial Officer
Shares
1,687
Price
$10.28
Total Value
$17.34K
Shares Held After
275,467
% of Holdings
0.6%
NEUBERGER MUNICIPAL FUND INC. (NBH)
BANK OF AMERICA CORP /DE/ — 10% Owner
Shares
1,200
Price
$10.11
Total Value
$12.13K
Shares Held After
0
% of Holdings
100.0%
NEUBERGER MUNICIPAL FUND INC. (NBH)
BANK OF AMERICA CORP /DE/ — 10% Owner
Shares
2,000
Price
$10.11
Total Value
$20.22K
Shares Held After
1,200
% of Holdings
62.5%
NEUBERGER MUNICIPAL FUND INC. (NBH)
BANK OF AMERICA CORP /DE/ — 10% Owner
Shares
3,200
Price
$10.26
Total Value
$32.83K
Shares Held After
3,200
% of Holdings
100.0%
PIMCO Dynamic Income Strategy Fund (PDX)
SHARENOW GREG ELLIOT — Pacific Investment Management Company LLC ("PIMCO") is the investment advisor of the Issuer
Shares
4,773
Price
$21.63
Total Value
$103.24K
Shares Held After
44,104
% of Holdings
10.8%
Crescent Capital BDC, Inc. (CCAP)
Breaux Jason — Director
Shares
5,000
Price
$11.19
Total Value
$55.95K
Shares Held After
52,636
% of Holdings
9.5%
WisdomTree, Inc. (WT)
Lilien R Jarrett — President and COO
Shares
30,000
Price
$18.99
Total Value
$569.70K
Shares Held After
1,110,245
% of Holdings
2.6%
MEXICO FUND INC (MXF)
Saba Capital Management, L.P. — 10% Owner
Shares
4,610
Price
$21.68
Total Value
$99.94K
Shares Held After
1,999,747
% of Holdings
0.2%
BlackRock ESG Capital Allocation Term Trust (ECAT)
Saba Capital Management, L.P. — 10% Owner
Shares
35,876
Price
$15.14
Total Value
$543.16K
Shares Held After
19,709,022
% of Holdings
0.2%
NEW GERMANY FUND INC (GF)
Saba Capital Management, L.P. — 10% Owner
Shares
500
Price
$11.77
Total Value
$5.88K
Shares Held After
3,126,889
% of Holdings
0.0%
Horizon Kinetics Holding Corp (HKHC)
Herndon Mark — Chief Financial Officer
Shares
100
Price
$27.85
Total Value
$2.79K
Shares Held After
300
% of Holdings
33.3%
Horizon Kinetics Holding Corp (HKHC)
Rosenthal Brent D — Director
Shares
700
Price
$27.85
Total Value
$19.50K
Shares Held After
2,450
% of Holdings
28.6%
Oxford Square Capital Corp. (OXSQ)
ROSENTHAL SAUL B — President and COO
Shares
144,703
Price
$1.15
Total Value
$166.65K
Shares Held After
2,201,479
% of Holdings
6.6%
Oxford Square Capital Corp. (OXSQ)
COHEN JONATHAN H — Director
Shares
144,704
Price
$1.15
Total Value
$166.66K
Shares Held After
2,417,193
% of Holdings
6.0%
Total Return Securities Fund (SWZ)
Dakos Andrew — Director
Shares
2,987
Price
$5.96
Total Value
$17.80K
Shares Held After
113,000
% of Holdings
2.6%
Showing 51–100 of 235 transactions (page 2 of 5)