Insider Buy/Sell Details for the Asset Management Industry — Last 3 Months
Ratio1.8:1
Daily Buy & Sell Volume
Transactions (798)
Vinci Compass Investments Ltd. (VINP)
Ribeiro Sergio Passos — Chief Financial Officer
Shares
1,687
Price
$10.28
Total Value
$17.34K
Shares Held After
275,467
% of Holdings
0.6%
NEUBERGER MUNICIPAL FUND INC. (NBH)
BANK OF AMERICA CORP /DE/ — 10% Owner
Shares
1,200
Price
$10.11
Total Value
$12.13K
Shares Held After
0
% of Holdings
100.0%
NEUBERGER MUNICIPAL FUND INC. (NBH)
BANK OF AMERICA CORP /DE/ — 10% Owner
Shares
2,000
Price
$10.11
Total Value
$20.22K
Shares Held After
1,200
% of Holdings
62.5%
NEUBERGER MUNICIPAL FUND INC. (NBH)
BANK OF AMERICA CORP /DE/ — 10% Owner
Shares
3,200
Price
$10.26
Total Value
$32.83K
Shares Held After
3,200
% of Holdings
100.0%
PIMCO Dynamic Income Strategy Fund (PDX)
SHARENOW GREG ELLIOT — Pacific Investment Management Company LLC ("PIMCO") is the investment advisor of the Issuer
Shares
4,773
Price
$21.63
Total Value
$103.24K
Shares Held After
44,104
% of Holdings
10.8%
Crescent Capital BDC, Inc. (CCAP)
Breaux Jason — Director
Shares
5,000
Price
$11.19
Total Value
$55.95K
Shares Held After
52,636
% of Holdings
9.5%
WisdomTree, Inc. (WT)
Lilien R Jarrett — President and COO
Shares
30,000
Price
$18.99
Total Value
$569.70K
Shares Held After
1,110,245
% of Holdings
2.6%
MEXICO FUND INC (MXF)
Saba Capital Management, L.P. — 10% Owner
Shares
4,610
Price
$21.68
Total Value
$99.94K
Shares Held After
1,999,747
% of Holdings
0.2%
BlackRock ESG Capital Allocation Term Trust (ECAT)
Saba Capital Management, L.P. — 10% Owner
Shares
35,876
Price
$15.14
Total Value
$543.16K
Shares Held After
19,709,022
% of Holdings
0.2%
NEW GERMANY FUND INC (GF)
Saba Capital Management, L.P. — 10% Owner
Shares
500
Price
$11.77
Total Value
$5.88K
Shares Held After
3,126,889
% of Holdings
0.0%
Horizon Kinetics Holding Corp (HKHC)
Herndon Mark — Chief Financial Officer
Shares
100
Price
$27.85
Total Value
$2.79K
Shares Held After
300
% of Holdings
33.3%
Horizon Kinetics Holding Corp (HKHC)
Rosenthal Brent D — Director
Shares
700
Price
$27.85
Total Value
$19.50K
Shares Held After
2,450
% of Holdings
28.6%
Oxford Square Capital Corp. (OXSQ)
ROSENTHAL SAUL B — President and COO
Shares
144,703
Price
$1.15
Total Value
$166.65K
Shares Held After
2,201,479
% of Holdings
6.6%
Oxford Square Capital Corp. (OXSQ)
COHEN JONATHAN H — Director
Shares
144,704
Price
$1.15
Total Value
$166.66K
Shares Held After
2,417,193
% of Holdings
6.0%
Total Return Securities Fund (SWZ)
Dakos Andrew — Director
Shares
2,987
Price
$5.96
Total Value
$17.80K
Shares Held After
113,000
% of Holdings
2.6%
PIMCO Dynamic Income Strategy Fund (PDX)
SHARENOW GREG ELLIOT — Pacific Investment Management Company LLC ("PIMCO") is the investment advisor of the Issuer
Shares
13,046
Price
$21.66
Total Value
$282.58K
Shares Held After
39,331
% of Holdings
33.2%
MEXICO FUND INC (MXF)
Saba Capital Management, L.P. — 10% Owner
Shares
22,914
Price
$21.58
Total Value
$494.48K
Shares Held After
1,995,137
% of Holdings
1.1%
BlackRock ESG Capital Allocation Term Trust (ECAT)
Saba Capital Management, L.P. — 10% Owner
Shares
33,160
Price
$15.11
Total Value
$501.05K
Shares Held After
19,744,898
% of Holdings
0.2%
NEW GERMANY FUND INC (GF)
Saba Capital Management, L.P. — 10% Owner
Shares
1,599
Price
$11.69
Total Value
$18.69K
Shares Held After
3,126,389
% of Holdings
0.1%
Binah Capital Group, Inc. (BCG)
Gould Craig — Director
Shares
3,000
Price
$1.68
Total Value
$5.04K
Shares Held After
1,019,906
% of Holdings
0.3%
Vinci Compass Investments Ltd. (VINP)
Ribeiro Sergio Passos — Chief Financial Officer
Shares
1,955
Price
$10.38
Total Value
$20.29K
Shares Held After
277,154
% of Holdings
0.7%
Vinci Compass Investments Ltd. (VINP)
Lovisotto Fernando — Head of Global IP&S
Shares
5,435
Price
$10.00
Total Value
$54.35K
Shares Held After
1,036,465
% of Holdings
0.5%
Total Return Securities Fund (SWZ)
Dakos Andrew — Director
Shares
13
Price
$5.95
Total Value
$77.35
Shares Held After
110,013
% of Holdings
0.0%
WisdomTree, Inc. (WT)
Ziemba Peter M — Chief Administrative Officer
Shares
100,000
Price
$19.31
Total Value
$1.93M
Shares Held After
885,686
% of Holdings
10.1%
Binah Capital Group, Inc. (BCG)
Shane David M. — Director
Shares
3,000
Price
$1.66
Total Value
$4.98K
Shares Held After
3,000
% of Holdings
100.0%
Crescent Capital BDC, Inc. (CCAP)
Strandberg Steven F. — Director
Shares
85,000
Price
$11.28
Total Value
$958.49K
Shares Held After
201,135
% of Holdings
42.3%
Nuveen Municipal Credit Opportunities Fund (NMCO)
BANK OF AMERICA CORP /DE/ — 10% Owner
Shares
1,000
Price
$10.53
Total Value
$10.53K
Shares Held After
0
% of Holdings
100.0%
GLADSTONE INVESTMENT CORPORATION\DE (GAIN)
Ritchie Taylor — Chief Financial Officer
Shares
155
Price
$16.10
Total Value
$2.50K
Shares Held After
2,812
% of Holdings
5.5%
GLADSTONE INVESTMENT CORPORATION\DE (GAIN)
Ritchie Taylor — Chief Financial Officer
Shares
160
Price
$16.15
Total Value
$2.58K
Shares Held After
2,657
% of Holdings
6.0%
Vinci Compass Investments Ltd. (VINP)
Ribeiro Sergio Passos — Chief Financial Officer
Shares
1,258
Price
$10.27
Total Value
$12.92K
Shares Held After
279,109
% of Holdings
0.4%
Vinci Compass Investments Ltd. (VINP)
Lovisotto Fernando — Head of Global IP&S
Shares
3,498
Price
$10.27
Total Value
$35.92K
Shares Held After
1,041,900
% of Holdings
0.3%
Total Return Securities Fund (SWZ)
Dakos Andrew — Director
Shares
4,000
Price
$5.95
Total Value
$23.80K
Shares Held After
110,000
% of Holdings
3.6%
Crescent Capital BDC, Inc. (CCAP)
Lombard Gerhard — Chief Financial Officer
Shares
1,000
Price
$11.12
Total Value
$11.12K
Shares Held After
37,373
% of Holdings
2.7%
Nuveen Municipal Credit Opportunities Fund (NMCO)
BANK OF AMERICA CORP /DE/ — 10% Owner
Shares
1,000
Price
$10.61
Total Value
$10.61K
Shares Held After
1,000
% of Holdings
100.0%
EAGLE CAPITAL GROWTH FUND, INC. (GRF)
SIMS LUKE E — Director
Shares
1,209
Price
$10.20
Total Value
$12.33K
Shares Held After
295,267
% of Holdings
0.4%
GLADSTONE INVESTMENT CORPORATION\DE (GAIN)
Ritchie Taylor — Chief Financial Officer
Shares
150
Price
$16.29
Total Value
$2.44K
Shares Held After
2,497
% of Holdings
6.0%
BCP Investment Corp (BCIC)
Kehler Dean C — Director
Shares
15,000
Price
$7.64
Total Value
$114.67K
Shares Held After
5,649
% of Holdings
72.6%
MEXICO FUND INC (MXF)
Saba Capital Management, L.P. — 10% Owner
Shares
18,586
Price
$21.59
Total Value
$401.27K
Shares Held After
1,972,223
% of Holdings
0.9%
NEW GERMANY FUND INC (GF)
Saba Capital Management, L.P. — 10% Owner
Shares
22,308
Price
$11.85
Total Value
$264.35K
Shares Held After
3,124,790
% of Holdings
0.7%
Patria Investments Ltd (PAX)
Neto Olimpio Matarazzo — Director
Shares
15,000
Price
$11.40
Total Value
$171.00K
Shares Held After
15,000
% of Holdings
100.0%
Carlyle Secured Lending, Inc. (CGBD)
Nestor John G. — Director
Shares
885
Price
$11.22
Total Value
$9.93K
Shares Held After
4,630
% of Holdings
16.0%
Carlyle Secured Lending, Inc. (CGBD)
Nestor John G. — Director
Shares
1,720
Price
$11.21
Total Value
$19.29K
Shares Held After
8,104
% of Holdings
17.5%
Carlyle Secured Lending, Inc. (CGBD)
Nestor John G. — Director
Shares
3,450
Price
$11.22
Total Value
$38.71K
Shares Held After
4,364
% of Holdings
44.2%
MSC INCOME FUND, INC. (MSIF)
Niemann John O. Jr. — Director
Shares
4,922
Price
$12.10
Total Value
$59.56K
Shares Held After
43,648
% of Holdings
11.3%
GLADSTONE INVESTMENT CORPORATION\DE (GAIN)
Ritchie Taylor — Chief Financial Officer
Shares
450
Price
$16.50
Total Value
$7.42K
Shares Held After
2,347
% of Holdings
19.2%
Vinci Compass Investments Ltd. (VINP)
Ribeiro Sergio Passos — Chief Financial Officer
Shares
2,645
Price
$10.31
Total Value
$27.27K
Shares Held After
280,367
% of Holdings
0.9%
Vinci Compass Investments Ltd. (VINP)
Lovisotto Fernando — Head of Global IP&S
Shares
7,355
Price
$10.31
Total Value
$75.83K
Shares Held After
1,045,398
% of Holdings
0.7%
MEXICO FUND INC (MXF)
Saba Capital Management, L.P. — 10% Owner
Shares
8,334
Price
$22.00
Total Value
$183.35K
Shares Held After
1,953,637
% of Holdings
0.4%
BlackRock ESG Capital Allocation Term Trust (ECAT)
Saba Capital Management, L.P. — 10% Owner
Shares
7,609
Price
$15.25
Total Value
$116.04K
Shares Held After
19,778,058
% of Holdings
0.0%
NewtekOne, Inc. (NEWT)
Brunet Craig Jeffry — Director
Shares
330
Price
$12.72
Total Value
$4.20K
Shares Held After
6,185
% of Holdings
5.3%
Showing 151–200 of 798 transactions (page 4 of 16)